Compliance Senior Manager
Job Description
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- Monitoring on the laws, regulations, and business rule concerning the lending business issued by the Bank of Thailand, Anti-money Laundering Office, National Credit Bureau, etc.
- Reviewing all necessary materials such as compliance checklist, plan, guideline and manual to comply with relevant laws, regulations and company policies.
- Monitoring company’s activities and conducting compliance audit including physical checking of all necessary documents to ensure compliance with relevant requirements.
- Conducting compliance training and providing advice to raise awareness and understanding of staffs and managements on certain compliance issues.
- Coordinating with regulators and external parties regarding regulatory compliance matters.
- Preparing compliance report submitted to senior management and headquarters, including updates on changes and developments in the related laws and regulations.
- Other duties as may arise from time to time and as may be assigned to employee.
Qualifications
- -Bachelor’s or Master’s Degree in Laws, or any related field.
-At least 5 years of compliance working experience in financial business (at least 3 Years for AML)
-Good knowledge of personal loan products & services
-Good command in English, analytical, presentation, and project management.